C578: ESMA35-43-3565 - Guidelines on certain aspects of the MIFID II remuneration requirements

As with other financial products, assessing the data for ESG investing on a client basis would follow the standard five categories.

Sustainability related provisions under MiFID and IDD DAs came into force on 2 August 2022. Here we explain how ESG data can be collected.

From 2 August 2022 investment firms must take sustainability risks into consideration and assess clients' sustainability preferences.

POLICY STATEMENTS: PS-02-2020: Policy Statement on Launching a Temporary Permission Regime

On 5th June 2020 the European Securities and Markets Authorities (“ESMA”) published new Guidelines on certain aspects of the MiFID II.

With new regulations put into effect, legal requirements for financial institutions in Europe have become more demanding.