Investment Fund

CySEC Circular C492: Risk-Based Supervision Framework

CySEC has published a new Circular 492 regarding Risk-Based Supervision Framework, Electronic submission of information for the year 2021.

CySEC strengthens its regulatory role

CySEC Chairman announced during a press conference on 1 Feb 2022 it is enhancing its supervisor capabilities through the implementation...

ESMA’s Statement on Investment Recommendations on Social Media Platforms

ESMA explains the rules that apply to recommending an investment decision on EU financial instruments, whether in or outside of the EU.

New Prudential Framework for Investment Firms (IFR/IFD)

The new prudential framework for investment firms introduces classification for Investment Firms and sets new initial capital requirements.

Updates regarding the new prudential framework for Investment Firms

Updates regarding the new prudential framework for Investment Firms(IFD/IFR) & CySEC’s Data collection

CySEC - Latest Entries - CIRCULAR CIF C441

CySEC published Circular CIF C441 - good practices implemented and common deficiencies and/or omissions.

UK temporary permissions regime – Information for your firm (FSMA-R)

In this blog we would like to notify you about the new publication of the Financial Conduct Authority (the "FCA") as far as the UK's Tempora

Launching a Temporary Permission Regime

POLICY STATEMENTS: PS-02-2020: Policy Statement on Launching a Temporary Permission Regime

Safeguarding of client funds held by CIFs

Following the publication of Circular C418, the Cyprus Securities and Exchange Commission (‘the CySEC’) would like to inform the Cyprus Inve

Reminder - UK Temporary Permission Regime

The TPR will be brought in to effect at the end of the transitional period, 31st of December 2020, and all relevant notifications should be

Alternative Investment Fund Managers Law (the ‘AIFM Law’)

The Cyprus Securities and Exchange Commission ‘CySEC’ recently carried out a review of the quality of information reported to CySEC by AIFs.