FAI Comply
The European Banking Authority’s Opinion on De-Risking
The European Bank Authority (‘EBA’) encourages authorities to engage more actively with institutions regarding de-risking.
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FAI Comply
- Nov 10, 2022
- 2 min
CySEC launches an online investment knowledge Quiz
CySEC has launched its first online quiz on its website, where the public can evaluate how much they really know about investments...
FAI Comply
- Sep 21, 2022
- 2 min
ESG Data: How Investment Firms Can Collect Client Sustainability Preferences
Sustainability related provisions under MiFID and IDD DAs came into force on 2 August 2022. Here we explain how ESG data can be collected.
FAI Comply
- Aug 24, 2022
- 4 min
Sustainable Investing: ESMA Requirements on Clients’ Sustainability Preferences
From 2 August 2022 investment firms must take sustainability risks into consideration and assess clients' sustainability preferences.
FAI Comply
- Feb 15, 2022
- 3 min
Redefining threshold criteria of 'significant CIF' - Circular CIF C487
CySEC has redefined the threshold criteria that determines a ‘significant CIF’ for the purposes of the Investment Services and Activities a
FAI Comply
- Feb 7, 2022
- 2 min
CySEC strengthens its regulatory role
CySEC Chairman announced during a press conference on 1 Feb 2022 it is enhancing its supervisor capabilities through the implementation...
FAI Comply
- Feb 7, 2022
- 3 min
The Distance Marketing of Financial Services to Consumers Law of 2004 (N.242 (I) 2004)
The Distance Marketing of Financial Services to Consumers Law of 2004 (N.242 (I) 2004)
The Consumer Right of Withdrawal
FAI Comply
- Feb 1, 2022
- 1 min
Monthly Reporting Obligations - February 2022
Monthly Reporting Obligations - February 2022 for Cyprus Investment Firms.
FAI Comply
- Dec 22, 2021
- 1 min
Finance Magnates London Summit 2021
Our Director, Constantinos, joined industry experts in the “Regulatory Catch Up: Understanding Changing Regimes” panel at FMLS 21.
FAI Comply
- Jul 15, 2021
- 4 min
New Prudential Framework for Investment Firms (IFR/IFD)
The new prudential framework for investment firms introduces classification for Investment Firms and sets new initial capital requirements.
FAI Comply
- Apr 22, 2021
- 2 min
Updates regarding the new prudential framework for Investment Firms
Updates regarding the new prudential framework for Investment Firms(IFD/IFR) & CySEC’s Data collection
FAI Comply
- Apr 9, 2021
- 3 min
CySEC - Latest Entries - CIRCULAR CIF C441
CySEC published Circular CIF C441 - good practices implemented and common deficiencies and/or omissions.
FAI Comply
- Mar 24, 2021
- 2 min
The requirement of publishing the RTS 27 Reports
The requirement of publishing the RTS27 Reports is postponed for EU & UK Investment Firms, whilst RTS28 publication requirement remains...
FAI Comply
- Mar 16, 2021
- 2 min
Opinion of the European Banking Authority on the risks of money laundering and terrorist financing!
The European Banking Authority (EBA) published its Opinion on risks of money laundering and terrorist financing (ML/TF) affecting the Europe
FAI Comply
- Feb 3, 2021
- 3 min
CySEC - Latest Entries: CIRCULARS CIF: C426 - Updates for the new prudential framework of Investment
Following the publication of Circular C426, the Cyprus Securities and Exchange Commission (the "CySEC") wishes therein to remind CIFs that “
FAI Comply
- Jan 26, 2021
- 1 min
ESMA publishes cloud outsourcing guidelines
The European Securities and Markets Authority (herein after “ESMA”) has announced the final report on Guidelines concerning outsourcing to c
FAI Comply
- Jan 26, 2021
- 2 min
UK temporary permissions regime – Information for your firm (FSMA-R)
In this blog we would like to notify you about the new publication of the Financial Conduct Authority (the "FCA") as far as the UK's Tempora
FAI Comply
- Jan 4, 2021
- 4 min
CySEC's supervisory findings: Dear CEO letter
On 29 December 2020 CySEC's latest Dear CEO Letter went to CIFs, which disclosed deficiencies found during reviews and onsite inspections.
FAI Comply
- Dec 29, 2020
- 2 min
UBO Register Cyprus
The establishment of a Central Registry of Ultimate Beneficial Owners and other Legal Entities has been transposed into National Law.
FAI Comply
- Dec 23, 2020
- 2 min
Launching a Temporary Permission Regime
POLICY STATEMENTS: PS-02-2020: Policy Statement on Launching a Temporary Permission Regime
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