FAI Comply
ESG Data: How Investment Firms Can Collect Client Sustainability Preferences
Sustainability related provisions under MiFID and IDD DAs came into force on 2 August 2022. Here we explain how ESG data can be collected.
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FAI Comply
- Feb 7, 2022
- 2 min
CySEC strengthens its regulatory role
CySEC Chairman announced during a press conference on 1 Feb 2022 it is enhancing its supervisor capabilities through the implementation...
FAI Comply
- Dec 23, 2020
- 2 min
Launching a Temporary Permission Regime
POLICY STATEMENTS: PS-02-2020: Policy Statement on Launching a Temporary Permission Regime
FAI Comply
- Jun 25, 2020
- 5 min
Guidelines on Certain Aspects of the MiFID II Compliance Function Requirements (ESMA35-36-1952)
On 5th June 2020 the European Securities and Markets Authorities (“ESMA”) published new Guidelines on certain aspects of the MiFID II.
FAI Comply
- Dec 11, 2019
- 3 min
Regulations every European financial institution has to comply with
With new regulations put into effect, legal requirements for financial institutions in Europe have become more demanding.
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