MiFID II

ESG Data: How Investment Firms Can Collect Client Sustainability Preferences

Sustainability related provisions under MiFID and IDD DAs came into force on 2 August 2022. Here we explain how ESG data can be collected.

CySEC strengthens its regulatory role

CySEC Chairman announced during a press conference on 1 Feb 2022 it is enhancing its supervisor capabilities through the implementation...

Launching a Temporary Permission Regime

POLICY STATEMENTS: PS-02-2020: Policy Statement on Launching a Temporary Permission Regime

Guidelines on Certain Aspects of the MiFID II Compliance Function Requirements (ESMA35-36-1952)

On 5th June 2020 the European Securities and Markets Authorities (“ESMA”) published new Guidelines on certain aspects of the MiFID II.

Regulations every European financial institution has to comply with

With new regulations put into effect, legal requirements for financial institutions in Europe have become more demanding.