FAI Comply
EBA Consultation Paper - Money Laundering, Terrorist Financing & Crypto-Asset Service Providers
EBA Consultation Paper - Money Laundering, Terrorist Financing & Crypto-Asset Service Providers
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FAI Comply
- Apr 6
- 3 min
CySEC Guidance to CAIFMs and AIFs on Key Principles and Concepts Governing the AIFMD 2011/61/EU
CySEC released guidance relating to AIFMs and AIFs externally managed by CAIFMs.
FAI Comply
- Dec 6, 2022
- 3 min
Invest Cyprus – Annual General Meeting
Invest Cyprus aims to attract and facilitate foreign direct investments into the country, this includes supporting businesses and investors.
FAI Comply
- Nov 10, 2022
- 2 min
CySEC launches an online investment knowledge Quiz
CySEC has launched its first online quiz on its website, where the public can evaluate how much they really know about investments...
FAI Comply
- Jun 7, 2022
- 3 min
Annual Reports on the prevention of money laundering and terrorist financing
Findings of Compliance Officers’ Annual & Internal Audit Reports on the prevention of money laundering & terrorist financing assessments.
FAI Comply
- Mar 22, 2022
- 2 min
CySEC Circular C492: Risk-Based Supervision Framework
CySEC has published a new Circular 492 regarding Risk-Based Supervision Framework, Electronic submission of information for the year 2021.
FAI Comply
- Nov 12, 2021
- 1 min
ESMA’s Statement on Investment Recommendations on Social Media Platforms
ESMA explains the rules that apply to recommending an investment decision on EU financial instruments, whether in or outside of the EU.
FAI Comply
- Apr 22, 2021
- 2 min
Updates regarding the new prudential framework for Investment Firms
Updates regarding the new prudential framework for Investment Firms(IFD/IFR) & CySEC’s Data collection
FAI Comply
- Apr 9, 2021
- 3 min
CySEC - Latest Entries - CIRCULAR CIF C441
CySEC published Circular CIF C441 - good practices implemented and common deficiencies and/or omissions.
FAI Comply
- Mar 16, 2021
- 2 min
Opinion of the European Banking Authority on the risks of money laundering and terrorist financing!
The European Banking Authority (EBA) published its Opinion on risks of money laundering and terrorist financing (ML/TF) affecting the Europe
FAI Comply
- Nov 30, 2020
- 7 min
Safeguarding of client funds held by CIFs
Following the publication of Circular C418, the Cyprus Securities and Exchange Commission (‘the CySEC’) would like to inform the Cyprus Inve
FAI Comply
- Nov 11, 2020
- 1 min
Reminder - UK Temporary Permission Regime
The TPR will be brought in to effect at the end of the transitional period, 31st of December 2020, and all relevant notifications should be
FAI Comply
- Nov 10, 2020
- 2 min
Recommendation 2020/12 of the European Systemic Risk Board (ESRB) on identifying legal entities
The purpose of Recommendation ESRB/2020/12 is the prevention and mitigation of systematic risks, to financial stability in the Union through
FAI Comply
- Oct 27, 2020
- 2 min
Compliance: CySEC evaluates the policies & procedures established and implemented by AIFMs
Read our breakdown of CySEC's recent evaluation of the policies & procedures being used by AIFMs and learn what steps AIFMs must take next.
FAI Comply
- Sep 24, 2020
- 3 min
CIRCULARS CIF: C404 - Publication of CySEC’s Review of compliance with the reporting obligations
An in-depth look at CySEC's Circular C404: a review of compliance with the reporting obligation under the AIFM Law.
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