FAI ComplyMar 222 minCySEC Circular C492: Risk-Based Supervision FrameworkCySEC has published a new Circular 492 regarding Risk-Based Supervision Framework, Electronic submission of information for the year 2021.
FAI ComplyNov 12, 20211 minESMA’s Statement on Investment Recommendations on Social Media PlatformsESMA explains the rules that apply to recommending an investment decision on EU financial instruments, whether in or outside of the EU.
FAI ComplyApr 22, 20212 minUpdates regarding the new prudential framework for Investment FirmsUpdates regarding the new prudential framework for Investment Firms(IFD/IFR) & CySEC’s Data collection
FAI ComplyApr 9, 20213 minCySEC - Latest Entries - CIRCULAR CIF C441CySEC published Circular CIF C441 - good practices implemented and common deficiencies and/or omissions.
FAI ComplyMar 16, 20212 minOpinion of the European Banking Authority on the risks of money laundering and terrorist financing!The European Banking Authority (EBA) published its Opinion on risks of money laundering and terrorist financing (ML/TF) affecting the Europe
FAI ComplyNov 30, 20207 minSafeguarding of client funds held by CIFsFollowing the publication of Circular C418, the Cyprus Securities and Exchange Commission (‘the CySEC’) would like to inform the Cyprus Inve
FAI ComplyNov 11, 20201 minReminder - UK Temporary Permission RegimeThe TPR will be brought in to effect at the end of the transitional period, 31st of December 2020, and all relevant notifications should be
FAI ComplyNov 10, 20202 minRecommendation 2020/12 of the European Systemic Risk Board (ESRB) on identifying legal entitiesThe purpose of Recommendation ESRB/2020/12 is the prevention and mitigation of systematic risks, to financial stability in the Union through
FAI ComplyOct 27, 20202 minCompliance: CySEC evaluates the policies & procedures established and implemented by AIFMsRead our breakdown of CySEC's recent evaluation of the policies & procedures being used by AIFMs and learn what steps AIFMs must take next.
FAI ComplySep 24, 20203 minCIRCULARS CIF: C404 - Publication of CySEC’s Review of compliance with the reporting obligationsAn in-depth look at CySEC's Circular C404: a review of compliance with the reporting obligation under the AIFM Law.