top of page
Search


C578: ESMA35-43-3565 - Guidelines on certain aspects of the MIFID II remuneration requirements
C578: ESMA35-43-3565 - Guidelines on certain aspects of the MIFID II remuneration requirements
Jun 7, 20231 min read
33 views


Assessing ESG Data for Suitability & Appropriateness
As with other financial products, assessing the data for ESG investing on a client basis would follow the standard five categories.
Sep 28, 20222 min read
21 views


ESG Data: How Investment Firms Can Collect Client Sustainability Preferences
Sustainability related provisions under MiFID and IDD DAs came into force on 2 August 2022. Here we explain how ESG data can be collected.
Sep 21, 20222 min read
51 views


Sustainable Investing: ESMA Requirements on Clients’ Sustainability Preferences
From 2 August 2022 investment firms must take sustainability risks into consideration and assess clients' sustainability preferences.
Aug 24, 20224 min read
52 views


ESMA’s Statement on Investment Recommendations on Social Media Platforms
ESMA explains the rules that apply to recommending an investment decision on EU financial instruments, whether in or outside of the EU.
Nov 12, 20211 min read
51 views


The requirement of publishing the RTS 27 Reports
The requirement of publishing the RTS27 Reports is postponed for EU & UK Investment Firms, whilst RTS28 publication requirement remains...
Mar 24, 20212 min read
51 views


ESMA publishes cloud outsourcing guidelines
The European Securities and Markets Authority (herein after “ESMA”) has announced the final report on Guidelines concerning outsourcing to c
Jan 26, 20211 min read
24 views


Guidelines on Certain Aspects of the MiFID II Compliance Function Requirements (ESMA35-36-1952)
On 5th June 2020 the European Securities and Markets Authorities (“ESMA”) published new Guidelines on certain aspects of the MiFID II.
Jun 25, 20205 min read
92 views
bottom of page