FAI Comply
IFX EXPO International 2023 – Opening Keynote speech by CySEC Chairman – Dr George Theocharides
To commence the 2023 IFX Expo 2023, the Cyprus Securities and Exchange Commission Chairman, Dr George Theocharides, gave an opening
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FAI Comply
- Aug 31
- 3 min
ESMA: Sustainability Disclosure in Prospectuses
ESMA released a Public Statement in support of the ESG transition offering guidance on sustainability-related disclosures in prospectuses.
FAI Comply
- Jun 7
- 1 min
C578: ESMA35-43-3565 - Guidelines on certain aspects of the MIFID II remuneration requirements
C578: ESMA35-43-3565 - Guidelines on certain aspects of the MIFID II remuneration requirements
FAI Comply
- Jan 13
- 4 min
CySec Publishes Circular C545 Deficiencies Noted on EMIR Reporting by Firms
CySEC has published Circular C545 and informs regulated entities about its reviews of compliance with EMIR reporting obligations.
FAI Comply
- Sep 28, 2022
- 2 min
Assessing ESG Data for Suitability & Appropriateness
As with other financial products, assessing the data for ESG investing on a client basis would follow the standard five categories.
FAI Comply
- Sep 21, 2022
- 2 min
ESG Data: How Investment Firms Can Collect Client Sustainability Preferences
Sustainability related provisions under MiFID and IDD DAs came into force on 2 August 2022. Here we explain how ESG data can be collected.
FAI Comply
- Aug 24, 2022
- 4 min
Sustainable Investing: ESMA Requirements on Clients’ Sustainability Preferences
From 2 August 2022 investment firms must take sustainability risks into consideration and assess clients' sustainability preferences.
FAI Comply
- Nov 12, 2021
- 1 min
ESMA’s Statement on Investment Recommendations on Social Media Platforms
ESMA explains the rules that apply to recommending an investment decision on EU financial instruments, whether in or outside of the EU.
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