FAI Comply
CySec Publishes Circular C545 Deficiencies Noted on EMIR Reporting by Firms
CySEC has published Circular C545 and informs regulated entities about its reviews of compliance with EMIR reporting obligations.
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FAI Comply
- Sep 28, 2022
- 2 min
Assessing ESG Data for Suitability & Appropriateness
As with other financial products, assessing the data for ESG investing on a client basis would follow the standard five categories.
FAI Comply
- Sep 21, 2022
- 2 min
ESG Data: How Investment Firms Can Collect Client Sustainability Preferences
Sustainability related provisions under MiFID and IDD DAs came into force on 2 August 2022. Here we explain how ESG data can be collected.
FAI Comply
- Aug 24, 2022
- 4 min
Sustainable Investing: ESMA Requirements on Clients’ Sustainability Preferences
From 2 August 2022 investment firms must take sustainability risks into consideration and assess clients' sustainability preferences.
FAI Comply
- Nov 12, 2021
- 1 min
ESMA’s Statement on Investment Recommendations on Social Media Platforms
ESMA explains the rules that apply to recommending an investment decision on EU financial instruments, whether in or outside of the EU.
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