Compliance training seminars

No matter what industry your organisation is in, legal and regulatory compliance is essential to protect it and your employees. This is particularly relevant for the finance sector, as the increased demand for digital services has expanded the regulatory environment and increased the need for compliance.

Compliance training and staying on top of financial laws and related regulations has never been so crucial for professionals within the financial services industry. An organisation’s commitment to its compliance program and training plan can yield economic benefits. One study found that for every dollar allocated to an organisation’s compliance budget, on average, “damages, settlements, and fines [decreased] by $1.37.” Our governance, risk and compliance learning opportunities help organisations analyse their true cost of non-compliance.

FAI Comply can assist your organisation to ensure that your employees are fully aware of the legal obligations imposed on both them personally and on the company, by introducing a complete employee’s education and training program. We will help you to determine the frequency, structure and content of training required for employees in different positions and levels of responsibility, who may face different risks, ensuring that all staff is equipped with sufficient knowledge.

Training plans can cover several subjects including, but not limited to:

  • Anti-money laundering (AML) regulation and updates

  • CySEC AML Certification Examination preparation course

  • Directors’ roles and responsibilities

  • MiFID II & MiFIR overview

  • MiFID II best execution & investor protection

  • MiFID II Product Governance and Preparation of Key Information Documents (KID) of PRIIPS

  • MiFIR transaction reporting

  • Alternative Investment Funds (AIF), AIFMD and UCITS: Definitions, Structures and Regulatory Compliance

  • The General Data Protection Regulation: A high level analysis

Continued professional development training seminars for persons holding CySEC Certification

Continued Professional Development Semin
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Certified persons registered in the Public Register should renew their registration on an annual basis in accordance with the paragraph 17(1) of the Directive regarding the Certification of Persons and the Certification Registers (44/2019 and 103/2019).

The FAI Comply CPD training seminars below are for persons holding CySEC certification:

  • SALES TRAINING (PRODUCT & SERVICES, AML BASICS AND SALES GUIDELINES) (5 CPD units)
     

  • PROMOTION IN FINANCIAL SERVICES (5 CPD units)
     

  • THE ALTERNATIVE INVESTMENT FUNDS LAW (5 CPD units)
     

  • UNDERSTANDING ANTI-MONEY LAUNDERING & TERRORIST FINANCING (5 CPD units)
     

  • MiFID II: INVESTOR PROTECTION (5 CPD units) 
     

  • GDPR - A HIGH LEVEL ANALYSIS OF A REGULATED FIRM'S OBLIGATIONS (5 CPD units)

Continued professional development training seminars should be on topics that fall within the relevant legislation that applies to the trainee and which relate directly to the duties that they will undertake as part of their certification. To find out more about our CPD training seminars, please get in touch by replying to this email in order to discuss available delivery channels and fees.

Continued Professional Development Semin
 

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Seminars

We understand that each organisation has its own unique requirements and as such requires seminars that are concise, customisable, enjoyable but flexible. FAI Comply’s leading experts are committed to designing and delivering in-house programmes tailored to your company’s specific needs, offering a wide range of customisable training solutions for all levels of professionals.

Using our broad wealth of knowledge and experience, we will provide participants with ample opportunity to discuss topics, ask pertinent questions directly relatable to your company’s own experiences and become involved in team-building exercises.

All our seminars are specially designed to cover CPD requirements for CySEC and can be offered in-house at your own offices, at your convenience.

Webinars

FAI Comply experts will deliver engaging and interactive courses across a spectrum of areas that can be enjoyed from the comfort of your own chosen environment. Live online training webinars offer professionals the flexibility to continue their learning, regardless of location, and enjoy the advantages of a real-time, trainer-led training experience.

Other services

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GDPR compliance services

With our experience in implementing GDPR, FAI Comply is able to assist organisations of all sizes to meet the requirements of the regulation and tailor the best approach to suit your needs.

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Bank & PSP accounts

Each bank has its own requirements for account opening. Requirements regarding information vary dependent on the jurisdiction of incorporation and house policies of specific banks. Please contact us to help you choose the right banking institution for your business activity.

Q&A Seminar

Compliance training seminars

No matter what industry your organisation is in, legal and regulatory compliance is essential to protect it and your employees. This is particularly relevant for the finance sector, as the increased demand for digital services has expanded the regulatory environment and increased the need for compliance.