Compliance services

With ever-increasing change and the regulatory risk involved, many firms spend significant time and resources tracking and analysing regulatory change and finding suitably skilled staff, all adding up to increased pressure on budgets. Compliance to regulations is proving to be one of the biggest challenges firms face today.

As a result, and in order to prevent potential compliance issues, organisations turn to FAI Comply for specialised consulting to ensure that compliance is at the core of their business.

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Compliance services

In today’s financial services industry nothing could be more important to the success and continuation of the business than to ensure that firms stay on the right side of their relevant regulations.

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Risk management services

In the financial world, the ever-evolving set of regulations following the recent financial crises have highlighted the critical importance of having highly defined risk management controls.

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Anti-money laundering

Insider trading, collusion, terrorist financing and money laundering, among other things, means that compliance and anti-money laundering (AML) carry considerable risk.

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ICAAP & Capital Adequacy reporting

The "Internal Capital Adequacy Assessment Process” (ICAAP) is an overall valuation of the risks a financial institution faces, how they intend to mitigate those risks and how much current and future capital is needed having considered other mitigating factors.


Internal audit services

An effective internal audit requires a diversity of skills that many companies find difficult to source and retain. Increasingly companies are leveraging the benefits of outsourcing to support their corporate governance and risk management requirements.

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Due diligence & investigations

Our team of experts at FAI Comply is able to assist your company in this changing landscape and offer high-quality advice on a broad range of regulatory issues. We seek to understand your business and provide you with practical and cost-effective solutions, through our responsive and flexible approach.