FAI Comply
Jan 31, 20221 min
Updated: Mar 15, 2023
With respect to the Reporting Obligations of Cyprus Investment Firms (“CIF”s) as per the relevant provisions of the Law 87(I)/2017, as amended, as well as the Directives and Circulars issued thereof, we would like to remind you of the obligations for February 2022:
A) Monthly Reporting Obligations
Monthly Prevention Statements: Kindly inform us the total amount of "Cash" deposits over 10K for January 2022, so we can prepare the Monthly Prevention Statement for CySEC.
Deadline: 15th of February 2022
Way of Submission: via the Portal
Complaints Form - T144-002-01
Deadline: 5th of February 2022
Way of Submission: via the TRS
B) Quarterly Reporting Obligations
Implementation of the new prudential framework of Investment Firms (IFD/IFR) (see Circular C464) - Form is attached for your consideration.
Reference Period: 31 December 2021
Deadline for submission to CySEC: 11 February 2022
Way of Submission: The Excel form via the TRS. The Trial Balance, the Balance Sheet, and Profit & Loss via the Portal
C) Annual Reporting Obligations
Form 165-02 Reporting for Class 3. ONLY if applicable (see paragraph 2 of the Directive DI144-2007-16 regarding the prudential supervision of CIFs excluded from the scope of Regulation (EU) No. 575/2013). Form is attached for your consideration.
Deadline for submission to CySEC: 11th of February 2022
Way of Submission: via the TRS
Annual Report of the Money Laundering Compliance Officer
Deadline for submission to the Board: 28th of February 2022
Way of Submission: BoD
In case you have any questions please do not hesitate to contact us for further professional assistance.
Written by Evangelia Vroullidou
Corporate Administrator | Financial Associates International (FAI Comply)